TrueAdvisor
TrueAdvisor
DG
CFP
DG
CFP

Deborah Gianelli

Whole Family Financial Services, INC.
29 Years of Experience
Bothell, WA
1 Disclosure
View SEC Summary
View SEC Summary

Deborah Gianelli is a CFP-designated registered investment advisor at Whole Family Financial Services, INC., based in Bothell, WA, with 29 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 7 more. Their firm serves 77 clients with $66M in assets under management.

Whole Family Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
77 clients
Average Client Portfolio
$857K average
Assets Under Management
$66.0M

Fee Structure

Minimum Investment:$150K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $200K1.25%
$200K - $1000K1.00%
$1.0M - $5.0M0.75%
$5M+0.50%

Fees are negotiable. American Funds held direct are assessed a flat 0.25% fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bothell, WA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Whole Family Financial Services, INC.
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Kms Financial Services, INC.Broker
July 2007 - September 2020 · 13 yrs 2 mos
Kms Financial Services, INC
July 2007 - December 2019 · 12 yrs 5 mos
Brookstreet Capital Management
June 2003 - July 2007 · 4 yrs 1 mo
Brookstreet Securities CorporationBroker
December 2002 - July 2007 · 4 yrs 7 mos
Morgan Stanley
September 1997 - December 2002 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 1997 - December 2002 · 5 yrs 11 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bothell, WA →All financial advisors in Washington →