ES
CFA
ES
CFA
Eric Stein is a CFA-designated registered investment advisor at East Bay Investment Solutions, based in Charlotte, NC, with 18 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients.
Compensation
Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
One-Time Plan:$40,000 - $60,000
Hourly Rate:$300 - $350/hr
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Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
East Bay Investment Solutions
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Strava Financial, LLC
April 2020 - September 2020 · 5 mos
Rsm US Wealth Management LLC
September 2005 - December 2016 · 11 yrs 3 mos
State Registrations2 states
NCSC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.