Katherine Forrester
Katherine Forrester is a ChFC-designated registered investment advisor at High Note Wealth, LLC, based in Deephaven, MN, with 28 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 275 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.30% |
| $500K - $1.5M | 0.85% |
| $1.5M - $2.5M | 0.80% |
| $2.5M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.70% |
| $5.0M - $7.5M | 0.60% |
| $7.5M - $10.0M | 0.50% |
| $10M+ | 0.40% |
At our discretion, we may combine the account values of family members living in the same household to determine the applicable advisory fee. For the Class 529 F-2 shares held directly with American Funds, our annual fee for portfolio management services is up to 0.20%.
Fee Estimator
Location
18258 Minnetonka Boulevard, Suite 200, Deephaven, MN, 55391-3359
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is an independent licensed insurance agent since 1996, selling non-variable life, health, annuity, and disability income insurance products. She also serves as a bank director and member at EntreBank, dedicating a few hours per week, and is the chief manager, secretary, and treasurer of One Deephaven LLC, spending minimal time on this role.
Employment History
Current Registrations
High Note Wealth, LLC
Previous Registrations
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
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