Carolyn Mora is a CFP-designated registered investment advisor, based in Southlake, TX, with 28 years of industry experience.
Location
541 Silicon Dr, Ste 101, Southlake, TX, 76092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carolyn is the president and owner of Carolyn L Mora, CPA, PC, providing CPA management, tax, and accounting services, taking about full-time. She also dedicates about 10-20% of her time to Carolyn L Mora Financial Services and minimal time to Chico's Tacos, Inc. and Mora Holdings, LLC.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
1st Global Capital CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.