MM
ChFC
MM
ChFC

Mark Miller

16 Years of Experience
Southlake, TX
BrokerSells Insurance

Mark Miller is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Southlake, TX, with 16 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...

Location

1560 E Southlake Blvd, St 100, Southlake, TX, 76092

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Mark is an agent/broker for North Star Consultants & North Star Brokerage, selling fixed insurance, and a financial professional for North Star Consultants of Texas. He also volunteers for Stop Alzheimer's Now, serves on the advisory board for Restoration Church, and is a co-owner of Ocho Worldwide LLC, a real estate company.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
February 2010 - August 2023 · 13 yrs 6 mos
Cri Securities, LLC
February 2010 - October 2021 · 11 yrs 8 mos
Securian Financial Services, INC.Broker
October 2009 - August 2023 · 13 yrs 10 mos
Cri Securities, LLCBroker
October 2009 - October 2021 · 12 yrs
State Registrations34 states
AKALARAZCACOCTFLHIILINKSKYLAMAMDMEMNMOMSMTNCNJNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors