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Andrew J Meyer
Rockefeller Capital Management
19 Years of Experience
3 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Rockefeller Capital Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
876 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B
Fee Structure
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Location
Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111
Get directions
History
Regulatory History (3)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
April 2002
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
October 2001
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
February 2025 - Present · 1 yr
Rockefeller Capital Management
February 2025 - Present · 1 yr
Rockefeller Financial LLC
Broker
February 2025 - Present · 1 yr
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - February 2025 · 12 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
March 2012 - February 2025 · 12 yrs 11 mos
Bear, Stearns & CO. INC.
September 2002 - November 2002 · 2 mos
Bear, Stearns & CO. INC.
Broker
April 2002 - November 2002 · 7 mos
Deutsche Banc Alex. Brown INC.
Broker
January 2001 - April 2002 · 1 yr 3 mos
Db Alex. Brown LLC
Broker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons Incorporated
Broker
January 1997 - September 1997 · 8 mos
State Registrations
21 states
CA
CO
DC
FL
HI
IL
MA
MD
MI
MT
NJ
NM
NV
NY
OH
RI
TX
UT
VA
VT
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.