DD
CFP
DD
CFP

David Darlington

29 Years of Experience
Lincoln, NE
BrokerSells Insurance

David Darlington is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Lincoln, NE, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

8333 Glynoaks Dr, Suite 100, Lincoln, NE, 68516

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Darlington & Sons, LLC, receiving WMC compensation, dedicating about a quarter of his time to it, and dld Enterprises, LLC, dedicating minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2009 - Present · 17 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
February 1997 - Present · 29 yrs 5 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
January 2005 - September 2008 · 3 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 1997 - January 2002 · 4 yrs 11 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIIAILKSMAMNMONCNENMNVOHOKSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Darlington - Financial Advisor | TrueAdvisor