William Baker
William Baker is a registered investment advisor at Mariner Advisor Network, based in Danville, CA, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 16,241 clients with $9.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Independent Advisor Network offers investment management through various custodial platforms and programs, with advisory fees varying by platform, account size, and the specific investment advisor. Depending on the platform and fee option selected:
- Asset-based fee options charge a single fee covering both advisory services and transaction costs, with maximum advisory fees ranging up to 2.75% to 3.00% depending on the program.
- Transaction-based fee options involve advisory fees ranging from 0.40% to 2.75% of assets, plus separate transaction charges or commissions.
- Guided Wealth Portfolios (an automated digital program) charges a maximum fee of 1.35%.
Fees are negotiable by individual advisors based on account complexity and scope of services, and are typically billed quarterly in advance.
Location
Danville, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works as a financial advisor for Baker Brose & Mitsutome Wealth Management, LLC, dedicating about two-thirds of his time to investment research, portfolio management, client contact, and financial planning. He also works as a branch manager selling non-variable insurance, spending minimal time on evaluating client needs and securing appropriate products.
Employment History
Current Registrations
Mariner Advisor Network
Previous Registrations
Baker, Brose & Mitsutome Wealth Management, LLC
LPL Financial LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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