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Raymond Elgaard

29 Years of Experience
Las Vegas, NV
1 DisclosureBroker

Raymond Elgaard is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Las Vegas, NV

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Denied
Other Business Activities

Raymond operates under two DBAs for his LPL business: Hall of Fame Financial Strategies (since 2004) and Canuck Financial Strategies (since 2012). These activities are related to his financial advisory business.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2004 - Present · 22 yrs
LPL Financial LLC
May 2004 - Present · 22 yrs
Previous Registrations
Morgan Stanley
September 2002 - May 2004 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
January 1997 - May 2004 · 7 yrs 4 mos
State Registrations20 states
AZCADCFLGAMAMDMIMNMONDNENMNVNYOHORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Raymond Elgaard - Financial Advisor | TrueAdvisor