Clinton Crocker
Clinton Crocker is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Charlotte, NC, with 27 years of industry experience. Clinton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
6525 Carnegie Boulevard, Suite 402, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (1)
Criminal
July 1989Other Business Activities
Clinton is a trustee for the [Customer Name] Irrevocable Trust since 2008, dedicating minimal time to trustee responsibilities. Clinton is also the CEO of JM Barry & Associates LLC, spending nearly full-time on sales and firm leadership.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Wachovia Insurance Services Broker Dealer, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.