Nicholas Davy is a registered investment advisor, based in New York, NY, with 29 years of industry experience.
Location
50 Hudson Yards, Fl 69, New York, NY, 10001
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Regulatory History (1)
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Customer Dispute
April 2018Settled
Employment History
Current Registrations
Truist Investment Services, INC.
July 2020 - Present · 5 yrs 10 mos
Truist Advisory Services, INC.
July 2020 - Present · 5 yrs 10 mos
Truist Investment Services, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Hsbc Securities (USA) INC.
December 2007 - July 2020 · 12 yrs 7 mos
Hsbc Securities (USA) INC.Broker
December 2007 - July 2020 · 12 yrs 7 mos
Fahnestock Asset Management
January 2005 - November 2007 · 2 yrs 10 mos
Oppenheimer & CO. INC.Broker
January 2005 - November 2007 · 2 yrs 10 mos
Chase Investment Services CORP.
April 2002 - January 2005 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
October 2000 - January 2005 · 4 yrs 3 mos
Gbi Capital Partners INC.Broker
February 1997 - December 2000 · 3 yrs 10 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.