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Gregory Springfield

29 Years of Experience
Columbus, OH
BrokerSells Insurance

Gregory Springfield is a registered investment advisor at Voya Financial Advisors, INC., based in Columbus, OH, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

7965 North High Street, Suite 150, Columbus, OH, 43235

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory sells and services Voya HRA products, which are employer-funded health reimbursement arrangements. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Voya Financial Advisors, INC.
June 2014 - Present · 11 yrs 11 mos
Voya Financial Advisors, INC.Broker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
VALIC Financial Advisors, INC.
July 2003 - February 2014 · 10 yrs 7 mos
VALIC Financial Advisors, INC.
March 2002 - July 2003 · 1 yr 4 mos
VALIC Financial Advisors, INC.Broker
January 1999 - February 2014 · 15 yrs 1 mo
The Variable Annuity Marketing CompanyBroker
February 1997 - December 2001 · 4 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.