JM
JM
James Mccloskey
29 Years of Experience
Newport Beach, CA
2 DisclosuresBrokerSells Insurance
James Mccloskey is a registered investment advisor, based in Newport Beach, CA, with 29 years of industry experience.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2016Settled
Customer Dispute
December 2012Denied
Other Business ActivitiesSells Insurance
James is a partner in a rental property, a salesperson in real estate, and the owner of James McCloskey Insurance Services Inc, selling fixed insurance. He also sells life settlements through Welcome Funds, Inc. as an insurance agent.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
February 2003 - August 2023 · 20 yrs 6 mos
Nshd Financial and Insurance Services, LLCBroker
August 2001 - April 2005 · 3 yrs 8 mos
Securian Financial Services, INC.Broker
February 1997 - August 2023 · 26 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.