Javier Vallejo
Javier Vallejo is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 22 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4340 Von Karman Ste 200, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2009Customer Dispute
February 2008Customer Dispute
January 2008Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Javier is an agent for fixed insurance with various companies, selling life, health, disability, annuities, and long-term care insurance, dedicating full-time hours to this. He is also a managing partner for Pacific Terra Wealth Management (DBA for financial services), also dedicating full-time hours, and the president/CEO of JIMA Worldwide (an expense company) and a tax preparer for Pacific Terra Tax Planning, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Investors Capital CORP.Broker
Investors Capital Advisory
LPL Financial Corporation
LPL Financial CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.