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Robert Karl Riley

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
92 clients
Average Client Portfolio
$624K average
Assets Under Management
$57.4M

Fee Structure

Minimum Investment:$100K
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Location

3100 Gulf to Bay Blvd, Ste 100, Clearwater, FL, 33759

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert owns 50% of a rental property in MA and is the owner/sole proprietor of Retirement Lock, a financial planning and advisory business. He dedicates full-time hours to Retirement Lock, including nearly full-time hours during securities trading hours, meeting with clients and recommending investment/insurance solutions.

Employment History
Current Registrations
Mutual Trust Asset Mgmt., INC.
December 2024 - Present · 1 yr 2 mos
Calton & Associates, INC.Broker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Mutual Trust Asset Mgmt., INC.
October 2022 - October 2024 · 2 yrs
Mutual Trust Company of America SecuritiesBroker
October 2022 - October 2024 · 2 yrs
Fidelity Personal and Workplace Advisors
July 2018 - November 2020 · 2 yrs 4 mos
Strategic Advisers LLC
January 2017 - July 2018 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
January 2017 - November 2020 · 3 yrs 10 mos
Mutual Trust CO. of America SecuritiesBroker
May 2012 - December 2016 · 4 yrs 7 mos
Jpmorgan Distribution Services, INC.Broker
May 2005 - July 2010 · 5 yrs 2 mos
Allstate Distributors, L.L.C.Broker
February 2000 - April 2005 · 5 yrs 2 mos
Allstate Life Financial Services, INC.Broker
November 1999 - February 2000 · 3 mos
Putnam Mutual Funds CORP.Broker
March 1998 - November 1999 · 1 yr 8 mos
Spencer Trask Securities IncorporatedBroker
February 1997 - November 1997 · 9 mos
Robert Thomas Securities, INCBroker
February 1997 - February 1997 · 0 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.