TC
TC

Thomas Current

29 Years of Experience
Frankfort, KY
1 DisclosureBroker

Thomas Current is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Frankfort, KY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

142 Consumer Ln, Frankfort, KY, 40601

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Other Business Activities

Thomas is the owner/proprietor of Meadow Lane LLC, a rental real estate business that holds his office property. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
February 1997 - Present · 29 yrs 3 mos
Previous Registrations
Raymond James Financial Services
June 2002 - January 2009 · 6 yrs 7 mos
State Registrations20 states
ALARCACOFLGAIDILINKYMDMIMONCOHSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.