Michael Wilkerson
Michael Wilkerson is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Frankfort, KY, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
307 Washington Street, Frankfort, KY, 40601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an owner of Capital Financial Advisors LLC, selling life and long-term care insurance. He also manages client assets through Arbor Point, serves as a board member for the Kentucky League of Cities Investment Pool, is the Mayor of Frankfort, KY, and owns rental real estate.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
LPL Financial LLC
LPL Financial LLCBroker
New England SecuritiesBroker
AXA Advisors, LLCBroker
Waterstone Financial Group, INC.Broker
Dreher & Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Groce, CFPOsaic Advisory Services, LLC
- David Wood, ChFCOsaic Advisory Services, LLC
- James ClouseOsaic Advisory Services, LLC
- Robert Brown, ChFCState Farm Investment Management CORP.