Susan Macfarland-Helton
Susan Macfarland-Helton is a CFP-designated registered investment advisor at Spc, based in St. Thomas, VI, with 29 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
4608 Tutu Park Mall, Suite 202, St. Thomas, VI, 00802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan holds life and health insurance appointments with various companies and has a real estate agent license on hold. She also serves as a trustee for the Helton Family Trust, is a board member at Washington Academy (dedicating minimal time), and has power of attorney for family members.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Seslia SecuritiesBroker
State Registrations8 states
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