JU
CFP
JU
CFP
James Underhill
29 Years of Experience
Las Vegas, NV
2 DisclosuresBrokerSells Insurance
James Underhill is a CFP-designated registered investment advisor, based in Las Vegas, NV, with 29 years of industry experience.
Location
8475 W. Sunset Road, Suite 101, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2018Denied
Customer Dispute
June 2016Settled
Other Business ActivitiesSells Insurance
James is the Managing Member of Underhill Financial Advisors, LLC, dedicating full-time hours to managing employees, developing strategies, and implementing insurance and investment solutions. He also works a few hours per week as an independent insurance agent and is involved in various other organizations, including the University of Arizona and Gospel Rescue Mission Tucson.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
The Ameriflex Group
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
July 2020 - September 2023 · 3 yrs 2 mos
Voya Financial Advisors, INC.
January 2004 - August 2020 · 16 yrs 7 mos
Voya Financial Advisors, INC.Broker
January 2004 - August 2020 · 16 yrs 7 mos
Locust Street Securities, INC.
March 2002 - January 2004 · 1 yr 10 mos
Locust Street Securities, INC.Broker
February 1997 - January 2004 · 6 yrs 11 mos
State Registrations29 states
AKARAZCACOCTDCFLGAIDILINKSMAMEMIMNMONCNMNVNYOHPATNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.