Michael Neal
Michael Neal is a registered investment advisor at LPL Financial LLC, based in Hendersonville, TN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
132 Maple Row Blvd Suite 440, Hendersonville, TN, 37075
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Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Michael is a referral partner for Digital Benefit Advisors since 2016, spending minimal time. He is also an agent for Amazing Life Insurance since 2019, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Nbc Securities, INC.Broker
Raymond James Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.