Kevin Collier
Kevin Collier is a registered investment advisor at LPL Financial LLC, based in Hendersonville, TN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
323 W Main St, Hendersonville, TN, 37075-3320
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2001Customer Dispute
March 1999Other Business ActivitiesSells Insurance
Kevin operates Collier Wealth Management, Inc. as a DBA for his LPL business. He is also a notary for Sumner County, Tennessee, dedicating minimal time, and occasionally writes life, long-term care, and fixed annuity business with outside companies, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
Home Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.