James O'halloran
James O'halloran is a registered investment advisor at Mg&a Wealth, based in Plantation, FL, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 662 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Older client relationships may be subject to different fee schedules. Additionally, assets in the Private Investments (PI) Program are charged an annual fee of 1.00%.
Fee Estimator
Location
8151 Peters Road, Suite 3200, Plantation, FL, 33324
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a Vice-President and Director of Wealth Management at MG&A Wealth and is involved with Gelbwaks Insurance Agency, recommending various insurance products, dedicating minimal time. He also manages private equity funds through MG&A Private Capital LLC and MG&A Private Assets Fund LLC, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
Mg&a Wealth
Stonex Securities INC.Broker
Previous Registrations
Meg Green & Associates, INC.
Royal Alliance Associates, INC.Broker
Ohio Savings Securities, INC.Broker
Dreyfus Service Corporation
Dreyfus Service CorporationBroker
Wm Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
Olde Discount CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.