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Johnny Burris

Burris Wealth Management, INC.
28 Years of Experience
Surprise, AZ
5 Disclosures
View SEC Summary
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Johnny Burris is a registered investment advisor at Burris Wealth Management, INC., based in Surprise, AZ, with 28 years of industry experience. Johnny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 29 clients with $12M in assets under management.

Burris Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
29 clients
Average Client Portfolio
$401K average
Assets Under Management
$11.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $10.0M2.00%
$10M+2.00%

Maximum annual program fee is 2.00% (0.50% per quarter) for assets up to and including $10,000,000. Fees are negotiable due to complexity and client differences. A one-time account funding fee of up to 2.00% may also be assessed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15286 N 144th Ave, Surprise, AZ, 85379

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2016
Final
Customer Dispute
May 2013
Settled
Customer Dispute
April 2013
Denied
Customer Dispute
April 2013
Denied
Employment Separation After Allegations
November 2012
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Burris Wealth Management, INC.
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Southeast Investments, N.c., INC.Broker
March 2014 - June 2015 · 1 yr 3 mos
Oppenheimer & CO. INC.
March 2013 - March 2014 · 1 yr
Oppenheimer & CO. INC.Broker
February 2013 - March 2014 · 1 yr 1 mo
J.P. Morgan Securities LLC
October 2012 - December 2012 · 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2012 · 2 mos
Chase Investment Services CORP.
July 2010 - October 2012 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
July 2010 - October 2012 · 2 yrs 3 mos
Burris Financial Services, INC.
December 2005 - December 2009 · 4 yrs
Burris Financial Services, INC.
December 2005 - December 2008 · 3 yrs
Burris Financial Services, INC.
December 2005 - December 2006 · 1 yr
Investors Capital CORP.Broker
January 2000 - December 2005 · 5 yrs 11 mos
Banc of America Investment Services, INC.Broker
July 1999 - October 1999 · 3 mos
Ba Investment Services, INC.Broker
April 1997 - July 1999 · 2 yrs 3 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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