Mai Nguyen
Mai Nguyen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 28 years of industry experience. Mai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2023Other Business ActivitiesSells Insurance
Mai volunteers as a board member for the Fountain Valley Boys Basketball Booster Club, spending minimal time fundraising. Mai also works as an insurance agent selling life insurance with various companies, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Signator Investors, INC.Broker
Centaurus Financial, INC.Broker
Wma Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.