Jon Garofalo is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Post Road East, 3rd Floor, Westport, CT, 06880
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Regulatory History (1)
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Customer Dispute
July 2008Settled
Other Business Activities
Jon is a landlord and collects rental income during the summer months from a property he has owned since 2014. He spends minimal time on this activity.
Employment History
Current Registrations
Morgan StanleyBroker
August 2014 - Present · 11 yrs 9 mos
Morgan Stanley
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2014 · 1 yr 11 mos
Chase Investment Services CORP.
October 2006 - October 2012 · 6 yrs
Chase Investment Services CORP.Broker
October 2006 - October 2012 · 6 yrs
Bny Investment Center INC.
December 2005 - October 2006 · 10 mos
Bny Investment Center INC.Broker
April 2005 - October 2006 · 1 yr 6 mos
Banc of America Investment Services, INC.
October 2004 - March 2005 · 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2005 · 5 mos
Quick & Reilly, INC.
December 2002 - October 2004 · 1 yr 10 mos
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Fis Securities, INC.Broker
February 1999 - September 2000 · 1 yr 7 mos
C. J. M. Planning CORP.Broker
September 1998 - February 1999 · 5 mos
State Registrations38 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.