SE
SE
Steven Evanchik is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
500 Post Road East, 3rd Floor, Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011Denied
Other Business Activities
Steven is a partner at James and Elizabeth Newby, LTD, and a trustee/co-trustee for a trust, both investment-related. He is also a board member at J. William Newby Inc., a real estate company, dedicating minimal time to each activity.
Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
June 2006 - December 2021 · 15 yrs 6 mos
UBS Financial Services INC.Broker
May 2006 - December 2021 · 15 yrs 7 mos
State Registrations28 states
ALCACOCTDCFLGAILKYLAMAMDMEMNMTNCNHNJNMNYORPARISCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.