Bruce Lacey
Bruce Lacey is a registered investment advisor at De Groote Financial Group, LLC, based in Newport Beach, CA, with 28 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 377 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Clients participating in the Firm’s Core Conservative, Core Balanced, and Core Growth portfolios are generally charged 0.25% in addition to the blended fee schedule above. TAMP related charges are not included in the investment management fee. You will be charged a Platform Fee (0 - .45% annually), independent fixed income manager fees (0 - .90% annually), and independent equity manager fees (0 – 1.50% annually).
Fee Estimator
Location
120 Newport Center Drive Suite 274, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2020Customer Dispute
February 2014Customer Dispute
April 2010Employment History
Current Registrations
De Groote Financial Group, LLC
Previous Registrations
Girard Securities, INC.Broker
Goldman Sachs Personal Financial Management
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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