David Lowenthal
David Lowenthal is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
One Bryant Park, New York, NY, 10036
Get directionsHistory
Regulatory History (8)
Customer Dispute
August 2015Customer Dispute
October 2010Customer Dispute
October 2010Customer Dispute
June 2010Customer Dispute
January 2010Customer Dispute
January 2010Customer Dispute
January 2010Customer Dispute
December 2009Other Business Activities
David is a trustee for the Zichron Avigdor Foundation, a non-profit charitable foundation, since 2004. He also serves as a trustee for the MS 2023 Irrevocable Trust, dedicating minimal time to both activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.