JG
JG
James Gothers
27 Years of Experience
Tampa, FL
1 DisclosureBroker
James Gothers is a registered investment advisor at J.P. Morgan Securities LLC, based in Tampa, FL, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
100 N Tampa St, Floor 33, Tampa, FL, 33602
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007Settled
Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2025 - Present · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Tlg Advisors, INC.
January 2020 - December 2024 · 4 yrs 11 mos
The Leaders Group, INC.Broker
January 2020 - December 2024 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2007 - November 2018 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - November 2018 · 14 yrs 3 mos
Hartford Equity Sales Company INC.Broker
February 2000 - September 2004 · 4 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
November 1998 - January 2000 · 1 yr 2 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - January 2000 · 1 yr 7 mos
Cigna Financial Advisors,inc.Broker
February 1998 - June 1998 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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