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Michael Lewis

J.P. Morgan Securities LLC
20 Years of Experience
Tampa, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Michael Lewis is a registered investment advisor at J.P. Morgan Securities LLC, based in Tampa, FL, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11650 Countryway Blvd, Tampa, FL, 33626

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
June 2013 - Present · 13 yrs 4 mos
J.P. Morgan Securities LLCBroker
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - June 2013 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - June 2013 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
September 2010 - June 2011 · 9 mos
Morgan Stanley Smith BarneyBroker
September 2010 - June 2011 · 9 mos
Sanford C. Bernstein & CO., LLCBroker
June 2007 - July 2010 · 3 yrs 1 mo
Scudder Distributors, INC.Broker
December 2003 - December 2005 · 2 yrs
State Registrations28 states
ALARAZCACOCTDCFLGAILINLAMAMIMNMSNCNJNYOHPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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