Patrick Cefalo is a registered investment advisor at LPL Financial LLC, based in Waverly, IA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2000 Heritage Way, Waverly, IA, 50677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick provides wealth management consulting services through TruStage Wealth Management, a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
Questar Capital CorporationBroker
LPL Financial LLCBroker
Ifmg Securities, INC.Broker
Dime Securities, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Icba Financial Services CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.