JM
JM

Jeffrey Paul Moen

28 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B
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Location

800 Nicollet Mall, Main Office, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is the president of Moen Photography LLC and the cashier for Maywood Properties LLC, a rental property. He is also a board member/director for Amplify Inc., a public affairs company, dedicating a few hours per week to this role.

Employment History
Current Registrations
Piper Sandler & CO.
January 2018 - Present · 8 yrs 1 mo
Piper Sandler & CO.Broker
February 2013 - Present · 13 yrs
Previous Registrations
Wells Fargo Securities, LLCBroker
November 2009 - February 2013 · 3 yrs 3 mos
Wells Fargo Brokerage Services, L.L.C.Broker
September 1997 - November 2009 · 12 yrs 2 mos
State Registrations26 states
CACOCTFLIAILINMAMNMTNCNDNENJNYOHOKPASDTNTXUTVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.