Shawn Okumura
Shawn Okumura is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in San Jose, CA, with 28 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
1100 Lincoln Avenue, Ste 240,, San Jose, CA, 95125
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
Shawn is an Investment Advisor Representative with Kestra Advisory Services, LLC and the owner of Ohana Wealth Advisors, Inc. He also owns multiple real estate properties, some of which are investment-related, and spends minimal time on these activities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.