Jennifer Lotta
Jennifer Lotta is a CFP-designated registered investment advisor at Ashton Thomas Securities, LLC, based in Rochester, NY, with 28 years of industry experience. Jennifer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,599 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ashton Thomas Securities offers investment management services where you pay an annual percentage of your account value. The exact percentage depends on the specific program you choose. These programs include FB Advisory, Managed ETF Portfolios, and Morningstar Managed Portfolios. Fees are billed monthly or quarterly in advance, depending on the program. Additional expenses may include brokerage trading costs and custodial fees for retirement accounts. Wrap fee programs bundle investment advisory, trade execution, custody, and reporting fees into a single annual fee.
Location
200 Canal View Blvd, Suite 204, Rochester, NY, 14623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jennifer is a registered representative of Ashton Thomas Securities, LLC since 2004, dedicating about half of her time to this investment-related activity. She also sells fixed life insurance and annuities through various agencies since 1998, but this takes minimal time.
Employment History
Current Registrations
Ashton Thomas Securities, LLC
Ashton Thomas Securities, LLC
Ashton Thomas Securities, LLCBroker
Marello Investment Advisors, INC.
Previous Registrations
The Leaders Group, INC.Broker
First Union Securities Financial Network, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.