James Wessels is a CFA, PFS-designated registered investment advisor, based in Des Moines, IA, with 28 years of industry experience.
Location
4140 Grand Ave, Des Moines, IA, 50323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in numerous business activities, including serving as an advisory representative, board member for multiple organizations, and owner of several financial and business service companies. He also works as an insurance agent, dedicating minimal time to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Princor Financial Services CorporationBroker
State Registrations51 states
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