PL
CFP
PL
CFP
Philip Lee is a CFP-designated registered investment advisor at Morgan Stanley, based in Decorah, IA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Decorah, IA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2006Denied
Employment History
Current Registrations
Morgan Stanley
June 2010 - Present · 16 yrs 1 mo
Morgan Stanley
June 2010 - Present · 16 yrs 1 mo
Morgan StanleyBroker
June 2010 - Present · 16 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
May 2001 - July 2010 · 9 yrs 2 mos
UBS Financial Services INC.Broker
April 2001 - July 2010 · 9 yrs 3 mos
Morgan Stanley Dw INC.Broker
August 1998 - May 2001 · 2 yrs 9 mos
State Registrations34 states
ARAZCACOCTDCDEFLGAHIIAILINKSLAMAMDMEMIMNMONCNHNJNVNYOHPAPRSCTXVAVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.