Charles Wamsley is a registered investment advisor, based in Greenwood Village, CO, with 28 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Empower Financial Services, INC.Broker
December 2021 - Present · 4 yrs 5 mos
Empower Advisory Group, LLC
December 2021 - Present · 4 yrs 5 mos
Empower Financial Services, INC.
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - July 2021 · 3 yrs
Strategic Advisers LLC
May 2005 - July 2018 · 13 yrs 2 mos
Fidelity Personal Trust Company, Fsb
January 2005 - May 2005 · 4 mos
Fidelity Brokerage Services LLCBroker
December 1997 - July 2021 · 23 yrs 7 mos
First Investors CorporationBroker
April 1997 - July 1997 · 3 mos
State Registrations45 states
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Exams
No exam information available for this advisor.