PL
PL
Paul Largo
28 Years of Experience
Rosemary Beach, FL
1 DisclosureBroker
Paul Largo is a registered investment advisor at Wells Fargo Advisors, based in Rosemary Beach, FL, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5 Main St, Unit 3A, Rosemary Beach, FL, 32461
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2017Settled
Other Business Activities
Paul owns 100% of Dune Lakes Private Wealth Advisors LLC, an investment-related business. He spends about 10-20% of his time on this, including one hour during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
July 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLC
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2016 - July 2022 · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2016 - July 2022 · 5 yrs 10 mos
Royal Alliance Associates, INC.
December 2007 - September 2016 · 8 yrs 9 mos
Royal Alliance Associates, INC.Broker
February 2003 - September 2016 · 13 yrs 7 mos
UBS Painewebber INC.
June 2002 - March 2003 · 9 mos
UBS Painewebber INC.Broker
December 2000 - March 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
March 1997 - December 2000 · 3 yrs 9 mos
State Registrations32 states
ALARAZCACOCTDEFLGAILMAMDMEMIMONCNHNJNVNYOHOKORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.