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Marjorie Ann Opalski

28 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
594 clients
Average Client Portfolio
$637K average
Assets Under Management
$378.2M

Fee Structure

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Location

Easton, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Marjorie works as an advisory representative of a Registered Investment Advisor (RIA), Capital Investment Advisors Inc., dedicating about half her time to this role. She also works as an independent insurance agent for various independent insurance companies, spending minimal time on this activity.

Employment History
Current Registrations
Capital Investment Advisors
November 2016 - Present · 9 yrs 3 mos
Cambridge Investment Research, INC.Broker
November 2016 - Present · 9 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2007 - November 2016 · 9 yrs 9 mos
Cetera Advisors LLCBroker
February 2007 - November 2016 · 9 yrs 9 mos
Ing Financial Advisers, LLC
April 2003 - January 2007 · 3 yrs 9 mos
Ing Financial Advisers, LLCBroker
March 1997 - January 2007 · 9 yrs 10 mos
State Registrations12 states
CADCDEFLGAKYMDNCPARISCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Marjorie Ann Opalski - Financial Advisor | TrueAdvisor