Todd Pam
Todd Pam is a registered investment advisor at LPL Financial LLC, based in Claremont, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
427 Yale Avenue Ste. 102, Claremont, CA, 91711
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2016Other Business ActivitiesSells Insurance
Todd operates under two DBAs for his LPL business: Thiesen Dueker Financial Consulting Group (since 2019) and Thiesen Dueker Modern Wealth Management (since 2023), dedicating full-time hours to the latter. He also engages in non-variable insurance activities, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Dws Distributors, INC.Broker
Cr Capital Distributors, LLCBroker
Clearbridge Investments, LLC
Legg Mason Investor Services, LLCBroker
Blackrock Financial Management, INC
Blackrock Investments, LLCBroker
Wm Funds Distributor, INC.Broker
Van Kampen Funds INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.