Scott Thomas is a CFP-designated registered investment advisor, based in Roseville, CA, with 28 years of industry experience.
Location
1410 Rocky Ridge Drive, Suite 150, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott owns two rental real estate properties. He spends minimal time on these activities outside of securities trading hours.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2021 - Present · 5 yrs 3 mos
Captrust
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
December 2017 - March 2021 · 3 yrs 3 mos
Royal Alliance Associates, INC.Broker
September 2017 - February 2021 · 3 yrs 5 mos
Placer Summit Financial Group, LLC
April 2009 - October 2017 · 8 yrs 6 mos
LPL Financial LLCBroker
April 2009 - September 2017 · 8 yrs 5 mos
Charles Schwab & CO., INC.
June 2000 - April 2009 · 8 yrs 10 mos
Charles Schwab & CO., INC.Broker
April 2000 - April 2009 · 9 yrs
Franklin/templeton Distributors, INC.Broker
February 1998 - March 2000 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1997 - January 1998 · 9 mos
State Registrations14 states
CACOFLIDILINMANMNVORTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.