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Gerald Santoro
28 Years of Experience
Stamford, CT
1 DisclosureBroker
Gerald Santoro is a registered investment advisor at Charles Schwab & CO., INC., based in Stamford, CT, with 28 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
300 Atlantic St., Suite 130, Stamford, CT, 06901-3514
Get directionsHistory
Regulatory History (1)
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Criminal
July 1988Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
June 2003 - Present · 22 yrs 11 mos
Charles Schwab & CO., INC.Broker
May 2003 - Present · 23 yrs
Previous Registrations
Touchstone Securities, INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Funds Distributor, INC.Broker
May 1999 - May 2000 · 1 yr
Dean Witter Reynolds INC.Broker
April 1997 - April 1999 · 2 yrs
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.