Marlon Varsace
Marlon Varsace is a registered investment advisor at Charles Schwab & CO., INC., based in Stamford, CT, with 21 years of industry experience. Marlon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Location
300 Atlantic St., Suite 130, Stamford, CT, 06901-3514
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2016Other Business Activities
Marlon is the President, Board Member, and Volunteer for FISH of Stamford, Inc., a nonprofit charitable organization, since 2010. He spends about 10-20% of his time on this activity and is not financially compensated.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Oppenheimer & CO. INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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