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Pelham Henry

Stonex Advisors INC.
29 Years of Experience
Fairhope, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Pelham Henry is a registered investment advisor at Stonex Advisors INC., based in Fairhope, AL, with 29 years of industry experience. Pelham is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

22787 Hwy 98 E-4, Fairhope, AL, 36532

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Pelham works as an independent catastrophe insurance adjuster, and sells crop insurance and P&C insurance, dedicating minimal time to these activities. He is also involved in Henry Wealth Management LLC, a small farm, an airplane ownership group, and various volunteer board/committee positions.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.
October 2009 - Present · 17 yrs
Stonex Securities INC.Broker
October 2009 - Present · 17 yrs
Previous Registrations
Sterne Agee Asset Management, INC.
October 2009 - June 2016 · 6 yrs 8 mos
Colonial Asset Management INC
January 2007 - October 2009 · 2 yrs 9 mos
Colonial Brokerage, INC.Broker
December 2002 - October 2009 · 6 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
September 1999 - December 2002 · 3 yrs 3 mos
Morgan Keegan & Company, INC.Broker
May 1997 - September 1999 · 2 yrs 4 mos
State Registrations14 states
ALARCOFLGAKYLAMDMSNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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