Pelham Henry
Pelham Henry is a registered investment advisor at Stonex Advisors INC., based in Fairhope, AL, with 28 years of industry experience. Pelham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
22787 Hwy 98 E-4, Fairhope, AL, 36532
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Regulatory History (1)
Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Pelham works as an independent catastrophe insurance adjuster, and sells crop insurance and P&C insurance, dedicating minimal time to these activities. He is also involved in Henry Wealth Management LLC, a small farm, an airplane ownership group, and various volunteer board/committee positions.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
Sterne, Agee & Leach, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.