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Stavros Spucces

28 Years of Experience
Melville, NY
Broker

Stavros Spucces is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

510 Broadhollow Rd., Ste 209, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stavros is a committee member for the ESPOA Open Space & Park Fund Review Advisory Committee, spending minimal time attending monthly meetings. He also has 33.33% ownership in The Hamlet Group Wealth Management LLC and mentors high school students on finance, dedicating minimal time to each activity.

Employment History
Current Registrations
Wells Fargo Advisors
January 2010 - Present · 16 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2010 - Present · 16 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - January 2010 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2010 · 2 yrs 8 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
February 2002 - May 2007 · 5 yrs 3 mos
Dreyfus Service CorporationBroker
October 1998 - February 2002 · 3 yrs 4 mos
Gunnallen Financial, INCBroker
September 1998 - October 1998 · 1 mo
International Bond & Share, INC.Broker
July 1998 - September 1998 · 2 mos
Fortress Financial Group, LTD.Broker
June 1998 - July 1998 · 1 mo
Creative Capital Management CorporationBroker
March 1998 - May 1998 · 2 mos
Gaines, Berland INC.Broker
March 1997 - December 1997 · 9 mos
State Registrations38 states
AKALAZCACOCTDEFLGAHIIDILKYMAMDMEMIMONCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.