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CFP

David Hollier

Raymond James & Associates, INC.
29 Years of Experience
Lafayette, LA
1 DisclosureBroker
View SEC Summary
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David Hollier is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Lafayette, LA, with 29 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1220 Camellia Blvd, Lafayette, LA, 70508

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a part owner of 1220 Cameliia Bklvd. Property, LLC and MKLF, LLC, both real estate ventures, and a partner in LA Caribe LLC which owns a condo for personal use. He also serves on the Investment Committee for the Community Foundation of Acadiana, dedicating minimal time to each activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
June 1998 - February 2013 · 14 yrs 8 mos
Morgan Keegan & Company, INC.
June 1998 - February 2013 · 14 yrs 8 mos
Marquis Investments, L.L.C.Broker
March 1997 - July 1998 · 1 yr 4 mos
State Registrations15 states
ALCACODCFLILLAMDMOMSNCSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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