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Beau Miller

Raymond James & Associates, INC.
21 Years of Experience
Lafayette, LA
1 DisclosureBroker
View SEC Summary
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Beau Miller is a registered investment advisor at Raymond James & Associates, INC., based in Lafayette, LA, with 21 years of industry experience. Beau is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lafayette, LA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Beau is the owner/proprietor of BDM, LLC, a rental real estate business, though the condo rental was sold as of June 2024. Beau spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
November 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2021 · 12 yrs 6 mos
Morgan Stanley
June 2009 - December 2021 · 12 yrs 6 mos
Citigroup Global Markets INC.
June 2006 - June 2009 · 3 yrs
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Thrivent Investment Management INC.
March 2005 - June 2006 · 1 yr 3 mos
Thrivent Investment Management INC.Broker
March 2005 - June 2006 · 1 yr 3 mos
State Registrations10 states
ALCACOFLGAKSLAMDOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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