MC
CFP
MC
CFP

Mia Cardwell

24 Years of Experience
Chicago, IL
Broker

Mia Cardwell is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Chicago, IL, with 24 years of industry experience. Mia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

222 West Adams, Suite 2450, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mia owns three rental properties in Florida, generating rental income. She spends minimal time on these activities.

Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 9 mos
Rockefeller Financial LLC
September 2022 - Present · 3 yrs 8 mos
Rockefeller Financial LLCBroker
September 2022 - Present · 3 yrs 8 mos
Rockefeller Capital Management
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Whitnell & CO
October 2007 - March 2021 · 13 yrs 5 mos
Harris Investor Services, INC.Broker
December 2005 - April 2006 · 4 mos
Harris Investor Services, INC.
December 2005 - April 2006 · 4 mos
Harrisdirect LLC
March 2004 - December 2005 · 1 yr 9 mos
Sullivan Bruyette Speros & Blayney INC
January 2004 - March 2004 · 2 mos
Harrisdirect LLCBroker
May 2002 - December 2005 · 3 yrs 7 mos
Harris Investor Services LLC
March 2002 - January 2004 · 1 yr 10 mos
Harris Investorline INC.Broker
November 2001 - May 2002 · 6 mos
Firstar Investment Services,inc.Broker
March 1997 - February 1999 · 1 yr 11 mos
State Registrations19 states
AZCACOFLGAIAILINKYMIMTNCNJOHORPASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.