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Anthony Landi

Kestra Private Wealth Services, LLC
29 Years of Experience
Cranston, RI
3 DisclosuresBroker
View SEC Summary
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Anthony Landi is a registered investment advisor at Kestra Private Wealth Services, LLC, based in Cranston, RI, with 29 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 20,230 clients with $13B in assets under management.

Kestra Private Wealth Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
20,230 clients
Average Client Portfolio
$665K average
Assets Under Management
$13.5B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% annually and are negotiable based on account size, registration type, and platform selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1000 Chapel View Blvd., Ste 200, Cranston, RI, 02920

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is a Managing Partner/Wealth Manager at The Northeast Investment Group and The Northeast Investment Group LLC, spending nearly full-time on client acquisition, financial planning, investment advice, client relations, and account management. He also holds board positions at Providence Rotary, Bradley Hospital, and PROVIDENCE ROTARY CHARITIES FOUNDATION, is a partner at Landi Family Holdings, and President of The Barber's Son LLC.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
May 2018 - Present · 8 yrs 5 mos
Kestra Private Wealth Services, LLC
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
August 2007 - May 2018 · 10 yrs 9 mos
UBS Financial Services INC.Broker
August 2007 - May 2018 · 10 yrs 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - August 2007 · 4 mos
Morgan Stanley & CO., Incorporated
April 2007 - August 2007 · 4 mos
Morgan Stanley
March 1998 - April 2007 · 9 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 1997 - April 2007 · 10 yrs
State Registrations24 states
AZCACOCTDCFLGAHIILMAMDMEMIMNNCNHNJNYOHPARISDVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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