Dwight Lee
Dwight Lee is a registered investment advisor at LPL Financial LLC, based in Long Beach, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3780 Kilroy Airport Way, Ste 200, Office 30, Long Beach, CA, 90806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwight is an insurance agent selling fixed insurance products since 2016, dedicating about 10-20% of his time. He also works as a financial advisor partnering with Camino Credit Union to help members with investment and insurance needs, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Kinecta Financial & Insurance Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Wm Financial Services, INC.Broker
Cal Fed InvestmentsBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.